How to become a Compliance Manager

Compliance managers keep the legal and ethical integrity of a company intact through policy enforcement and program planning. They make sure all departments of a business are complying with the rules and regulations the company upholds.

Compliance managers are responsible for keeping up-to-date with changing laws that affect the corporate world, and are responsible for preparing reports to present to their upper management detailing these laws and how the employees of the company are following them.
A compliance manager is a professional that works to maintain a company’s legal and ethical integrity. Their main role is to ensure that company policy is being followed by all department members and that the organization’s messaging and behavior reflect the rules and regulations of the company.Compliance management as a process ensures compliance with a given set of rules. The rules are referred to as the compliance standard or compliance benchmark, while the process of managing these rules is their compliance.

1. Compliance with legal requirements and guidelines
2. Information flow within the company
3. Documentation and control of target achievement
4. Supervise and manage control systems
5. Create and update strategy to abide by legal rules and internal policy
6. Evaluate controls efficiency and identify risks
7. Design, improve and implement productive and efficient company policies
8. Collaborate and maintain continuous communication with the HR department

• Knowledge of industry regulations.
• Understanding of reporting operations and procedures
• Business and IT Knowledge
• Knowledge about vulnerability/security
• Critical thinking and Problem solving
• Assessing and Interpreting risks
• Business management know-how
• Sense of responsibility